INTERNSHIP - Central Compliance
Société Générale - New York NY

Internship Category: Paid

Description
Description
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  • Environment

    OVERVIEW

    The need for this internship position is driven by the Annual Certification process, the purpose of which is to ensure that all employees reaffirm compliance with applicable laws, regulations and SG policies. Its purpose is also to give employees the opportunity to review or amend any previously reported personal investment accounts, outside business activities or private investments. Moreover, employees will be reminded of their responsibilities concerning regulatory reporting, political contributions and other matters. This individual will also contribute to the build of the new employee personal account dealing platform. Peripheral duties will include assisting in routine employee trade surveillance. This position is ideal for someone looking to gain background into the regulatory Compliance or Human Resources spaces.

    Mission

    MAIN ACCOUNTABILITIES

    Day to day responsibilities include but not limited to:

    • Assisting employees in the completion of their annual certification exercises.
    • Following up with employees who are slow in completing the exercise.
    • Obtaining explanation and clarification of questionnaire responses.
    • Liaise with ITEC on technical issues that may arise.
    • Step in to perform routine employee trade surveillance.
    • Assist in various stages of the personal account dealing platform rebuild.

    Profile

    COMPETENCIES

    Required:
    • General office skills including Word and Excel programs.
    • Comfortable multi-tasking.
    • Ability to adapt to a highly regulated environment.
    • Exercise patience and tact in working with all levels of personnel.
    • Excellent verbal and writing skills.
    • Persistence in following up and staying organized.

    Evolution

    • French helpful

    PRIOR WORK EXPERIENCE

    Required:
    • Some office experience- Compliance or Human Resources preferred
    • Must commit to 6 month term

    EDUCATION

    Required:
    • BA,BS

    Environment

    OVERVIEW

    The need for this internship position is driven by the Annual Certification process, the purpose of which is to ensure that all employees reaffirm compliance with applicable laws, regulations and SG policies. Its purpose is also to give employees the opportunity to review or amend any previously reported personal investment accounts, outside business activities or private investments. Moreover, employees will be reminded of their responsibilities concerning regulatory reporting, political contributions and other matters. This individual will also contribute to the build of the new employee personal account dealing platform. Peripheral duties will include assisting in routine employee trade surveillance. This position is ideal for someone looking to gain background into the regulatory Compliance or Human Resources spaces.

    Mission

    MAIN ACCOUNTABILITIES

    Day to day responsibilities include but not limited to:

    • Assisting employees in the completion of their annual certification exercises.
    • Following up with employees who are slow in completing the exercise.
    • Obtaining explanation and clarification of questionnaire responses.
    • Liaise with ITEC on technical issues that may arise.
    • Step in to perform routine employee trade surveillance.
    • Assist in various stages of the personal account dealing platform rebuild.

    Profile

    COMPETENCIES

    Required:
    • General office skills including Word and Excel programs.
    • Comfortable multi-tasking.
    • Ability to adapt to a highly regulated environment.
    • Exercise patience and tact in working with all levels of personnel.
    • Excellent verbal and writing skills.
    • Persistence in following up and staying organized.

    Evolution

    • French helpful

    PRIOR WORK EXPERIENCE

    Required:
    • Some office experience- Compliance or Human Resources preferred
    • Must commit to 6 month term

    EDUCATION

    Required:
    • BA,BS

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